Affiliated Companies

An independent broker/dealer

USA Financial Securities, member FINRA/SIPC is an independent, privately owned broker-dealer. A broker/dealer is a financial services firm that is in the business of buying and selling securities (stocks, bonds, mutual funds, and certain other investment products). Securities licensed financial professionals are required to affiliate with a broker-dealer in order to buy and sell investment products on behalf of their clients (investors).

A broker/dealer is regulated under the Securities Exchange Act of 1934 by the Securities and Exchange Commission (SEC). Additional regulatory authority is provided by the Financial Industry Regulatory Authority (FINRA), who oversee the activity of broker-dealers throughout the United States.

In addition to being a broker-dealer, USA Financial Securities is also an SEC Registered Investment Advisor. A Registered Investment Advisor is an entity who is compensated for providing investment advice about securities to their clients. These entities, and their representatives (known as investment advisor representatives), are registered with either the Securities and Exchange Commission or a state securities regulator. Investment Advisors may provide financial planning solutions for a fee (hourly or project rate) and/or may be compensated for the assets in which they help manage. USA Financial Securities is registered with the Securities and Exchange Commission (SEC).

SEC Registration does not imply a certain level of skill or training.

An Insurance and Annuity Distributor

USA Financial Insurance Services is an independent insurance wholesaler and distributor. Insurance distributors play an important role in the financial services profession. An insurance and annuity distributor is an entity that works as a wholesaler of consumer-based insurance products. Many insurance companies work with distributors to help bring their insurance products to market. A distributor works with financial professionals to introduce the products of insurance companies.

USA Financial Insurance Services works with dozens of insurance companies and educates advisors on the options available to their clients within the marketplace.

Formulaic Trending Money Manager

USA Financial Formulas is known as the Formulaic Trending Money Manager®. A money manager is a Registered Investment Advisor who engages in portfolio management services for clients. Financial professionals may introduce the services of a money manager to their clients to help in the portfolio management process. A money manager selects the investments that make up a specific portfolio based upon a pre-determined set of goals for that particular portfolio.

USA Financial Formulas is an SEC Registered Investment Advisory firm that offers model portfolios and investment solutions, individually referred to as a Portformula. These models are managed according to a predetermined formula which are monitored and rebalanced monthly according to the specific criteria set forth by the formula. Each Portformula strategy will identify which holdings to own, how long to own them, and when to sell them. Investors can always identify holdings they own inside of their specific Portformula Investment Strategy, unlike many traditional money management portfolios.

SEC Registration does not imply a certain level of skill or training.

Cross-Platform Marketing & Technology Provider

USA Financial Marketing is a cross-platform Marketing & Technology firm that provides cutting edge solutions for advisors and clients. The goal of USA Financial Marketing is to help make the lives of our advisors easier by providing practice management solutions that will minimize time spent on tedious items and maximize the time spent servicing their clients.

Advisors who engage the services of USA Financial Marketing are able to outsource many of the difficult tasks of running their business so they can focus on what matters to them the most — assisting new and existing clients with their financial plans.

Syndicated Radio & Media Company

USA Financial Media is a multi-media firm specializing in the financial services industry. This entity is responsible for the production of the nationally syndicated radio show — USA Financial Radio. The USA Financial Radio Show is all about the American consumer in retirement, or with retirement on their mind. The show is broadcast in numerous cities across the country. Since it was first aired, the show has been committed to providing a fun and educational approach to important financial topics facing the American retiree or soon-to-be retiree.

USA Financial Media is also involved in the production and publishing of the Plan First, Invest Second Audiobook series. This series is a comprehensive collection of audiobooks focusing on some of the most vital financial topics facing today's investor.